Angelo A. Calvello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo Anthony Calvello, who also goes by Angelo Calvello, was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 1997. Angelo had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - September 1, 2018
EQUUS FINANCIAL CONSULTING LLC
November 2, 2011 - June 18, 2015
FORESIDE FUND SERVICES, LLC
June 9, 2010 - July 29, 2010
SOUTHRIDGE INVESTMENT GROUP LLC
November 9, 2006 - July 17, 2008
MAN INVESTMENTS INC.
January 12, 2001 - October 25, 2006
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 7, 1997 - April 6, 1998
UAM FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUUS FINANCIAL CONSULTING LLC
CRD#: 131449 / SEC#: , 8-66467
Contact information
FINRA licenses (50 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
