TD
Thomas D. Dale
BALLEW ADVISORS
Jackson, MS 39211
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CRD#: 2586868
TD
Professional summary
Thomas Douglas Dale JR, who also goes by T Dale, is a registered financial advisor currently at BALLEW ADVISORS INC located in Jackson, Mississippi and BALLEW INVESTMENTS, INC. located in Jackson, Mississippi.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
T Dale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SECURITY BALLEW, INC. AKA BALLEW WEALTH MANAGEMENT; INVESTMENT-RELATED; JACKSON, MS; WEALTH MANAGEMENT; CORPORATE SECRETARY; START DATE 08/2005; APPROXIMATELY 1 HR PER MONTH, 1 DURING TRADING HOURS. S B HOLDING COMPANY, INC.; INVESTMENT-RELATED; JACKSON, MS; HOLDING COMPANY; CORPORATE SECRETARY; START DATE 08/2005; APPROXIMATELY 1 HR PER MONTH, 1 DURING TRADING HOURS. BIA, INC.; INVESTMENT-RELATED; JACKSON, MS; INSURANCE AGENCY; CORPORATE SECRETARY AND INSURANCE AGENT; START DATE 08/2005; APPROXIMATELY 10 HRS PER MONTH, 10 DURING TRADING HOURS; SELL AND SERVICE FIXED INSURANCE PRODUCTS. BALLEW ADVISORS, INC.; JACKSON, MS; SECRETARY, FINANCIAL ADVISOR; START DATE 01/1995; APPROXIMATELY 40 HOURS PER MONTH, 40 DURING TRADING HOURS; SELL AND SERVICE ADVISORY PRODUCTS/ACCOUNTS. BALLEW INVESTMENTS, INC.; JACKSON, MS; SECRETARY; START DATE 01/1995; APPROXIMATELY 10 HRS PER MONTH, 10 HRS DURING TRADING HOURS; SELL AND SERVICE BROKER DEALER PRODUCTS/ACCOUNTS. BALLEW WEALTH MANAGEMENT, LLC; INVESTMENT-RELATED; JACKSON, MS; HOLDING COMPANY;MEMBER; START DATE 08/2023; APPROXIMATELY 1 HR PER MONTH, 1 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Douglas Dale JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 1997 - Present
BALLEW ADVISORS INC
Office #1: 100 Vision Drive Suite 325, Jackson, MS 39211RIA
CRD#: 110522
Jackson, MS
Current
March 22, 1995 - Present
BALLEW INVESTMENTS, INC.
Office #1: 100 Vision Drive Suite 325, Jackson, MS 39211Office #2: 100 Vision Drive Suite 325, Jackson, MS 39211BD
CRD#: 32028
Jackson, MS
Past
August 20, 2002 - December 31, 2002
CHOICES INC
RIA
CRD#: 110524
JACKSON, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BALLEW ADVISORS INC
BALLEW ADVISORS INC | CONSILIUM CAPITAL, LLC | BALLEW RUSSELL INC
CRD#: 110522 / SEC#: 801-38978
RIA
Registered Investment Advisory firm - (6/21/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/18/2005)
RR
Mississippi(4/18/1995)
IAR
Mississippi(7/25/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BALLEW ADVISORS INC
BALLEW ADVISORS INC | CONSILIUM CAPITAL, LLC | BALLEW RUSSELL INC
CRD#: 110522 / SEC#: 801-38978
RIA
Registered Investment Advisory firm - (6/21/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Vision Drive Suite 325, Jackson, MS 39211
Mailing Address
Phone number
(601) 368-3500
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,752 |
| AUM (Assets Under Management) | $ 1,101,192,631 |
Red Flags
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Company Information
BALLEW ADVISORS INC
CRD#: 110522Jackson, MS 39211TRUST BUT VERIFY
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Contact information
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