Brian A. Wichern
Professional summary
Brian Arthur Wichern, who also goes by Brian Arthur Wichern, Brian Wichern, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Arthur Wichern's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 6th Floor, New York, NY 10285January 10, 2019 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
May 17, 2018 - January 31, 2019
T3 TRADING GROUP, LLC
May 17, 2010 - May 25, 2016
WELLS FARGO SECURITIES, LLC
October 1, 1998 - May 12, 2010
BANC OF AMERICA SECURITIES LLC
August 30, 1995 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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