Kory E. Guglielminetti
Professional summary
Kory Evan Guglielminetti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kory is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Kory had worked at 5 firms, which includes J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., R.D. WHITE & CO. INC., WILLIAM SCOTT & CO. L.L.C., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1997 - August 5, 1998
J.P. TURNER & COMPANY, L.L.C.
March 21, 1997 - August 12, 1997
ARGENT SECURITIES, INC.
May 21, 1996 - June 20, 1996
R.D. WHITE & CO., INC.
May 6, 1996 - April 30, 1997
WILLIAM SCOTT & CO. L.L.C.
September 8, 1995 - May 2, 1996
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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