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MM

Meredith E. Mcgowan

IASG ALTERNATIVES
CHICAGO, IL 60604
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CRD#: 2586658
MM

Professional summary


Meredith Elizabeth Mcgowan, who also goes by Meredith Mcgowan, is a registered financial professional currently at IASG ALTERNATIVES, LLC located in Chicago, Illinois.

Meredith is registered as a RR (Registered Representative) and started their career in finance in 1995. Meredith has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Meredith Mcgowan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Meredith Elizabeth Mcgowan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 15, 2024 - Present

IASG ALTERNATIVES, LLC

Office #1: 141 West Jackson Blvd Suite 1940, Chicago, IL 60604
BD
CRD#: 175478
CHICAGO, IL
Past

February 11, 2020 - October 29, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
GREENWICH, CT
Past

April 18, 2019 - October 15, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWICH, CT
Past

March 1, 2002 - April 17, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

January 2, 1997 - April 30, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

August 29, 1996 - January 2, 1997

THE CHICAGO CORPORATION

BD
CRD#: 1449
CHICAGO, IL
Past

August 28, 1995 - August 9, 1996

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/21/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2019
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IA
IASG ALTERNATIVES, LLC
IASG ALTERNATIVES | IASG ALTERNATIVES, LLC

CRD#: 175478 / SEC#: , 8-69601

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
141 West Jackson Blvd Suite 1940, Chicago, IL 60604
Mailing Address
141 West Jackson Blvd Suite 1940, Chicago, IL 60604
Phone number
(312) 561-3149
Established
Illinois since 02/24/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
JONKHEER, JONPAULSHAREHOLDER
RESCH, TYLER JAMESMEMBER
TAUNT, GREGORY BLAKEMEMBER AND CHIEF COMPLIANCE OFFICER5507626
NHP DISTRIBUTION HOLDINGS LLCMEMBER
SHEA, THOMAS EDWARDFINOP2299633

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IASG ALTERNATIVES, LLC

CRD#: 175478Chicago, IL 60604

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