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Paul Wesley Meeks

CRD# 2586430·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Wesley Meeks was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1995 - 2012. Paul had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 2, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

KANSAS CITY BROKERAGE. INC·CRD# 32383
BD
Merriam, KS
April 29, 2010 - July 3, 2012
PRINCIPAL ASSET MANAGEMENT·CRD# 109002
RIA
Chicago, IL
June 3, 2008 - May 19, 2009
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Chicago, IL
May 15, 2008 - July 16, 2008
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Chicago, IL
July 5, 2005 - May 19, 2009
ORBITEX FUNDS DISTRIBUTOR, INC.·CRD# 41453
BD
Stamford, CT
August 29, 2000 - December 10, 2004
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC·CRD# 25567
BD
New York, NY
March 20, 1995 - July 12, 1999

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Current Firm

KC
KANSAS CITY BROKERAGE. INC

KANSAS CITY BROKERAGE. INC

CRD#: 32383 / SEC#: 8-45693
BD
Terminated by SEC on 12/19/2019

Contact Information

Established

Kansas since 02/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DEMARCHEOWNER105500
STRUMPF, ADAM JCHIEF COMPLIANCE OFFICER4529457

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2007About the Series 7 exam

Series 2 — Non-Member General Securities Examination

Passed Aug 1996

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1995About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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