Timothy S. Garrity
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Shawn Garrity, who also goes by Timothy Garrity, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2022 - February 14, 2025
LIFEPRO ASSET MANAGEMENT
August 23, 2018 - January 6, 2022
LIFEPRO ASSET MANAGEMENT
April 29, 2011 - March 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 6, 2011 - March 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 14, 2003 - January 8, 2004
CNR SECURITIES, LLC
October 4, 2001 - May 15, 2003
QUASAR DISTRIBUTORS, LLC
June 24, 1999 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
March 2, 1995 - April 10, 1996
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFEPRO ASSET MANAGEMENT
CRD#: 285252 / SEC#: 801-118422
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,105 |
| AUM (Assets Under Management) | $ 311,330,551 |
Red Flags
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