Linda A. Neill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Ann Neill, who also goes by Linda Ann Lyons, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1995. Linda had worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2023 - February 27, 2026
ALLIANCE-ONE INVESTMENTS, LLC
August 31, 2020 - December 1, 2023
TRANSAMERICA CAPITAL, LLC
May 17, 1999 - September 11, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 31, 1995 - May 20, 1999
AFSG SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 8/31/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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