William J. Jett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joe Jett, who also goes by Bill Jett, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 1991 - December 18, 2018
ICBA SECURITIES
January 1, 1991 - May 6, 2020
VINING-SPARKS IBG, LLC
October 3, 1988 - January 1, 1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
April 5, 1984 - October 3, 1988
UMIC, INC.
July 9, 1979 - March 27, 1984
R. ROWLAND & CO., INCORPORATED
January 29, 1979 - August 20, 1979
LEHMAN BROTHERS INC.
April 1, 1976 - January 29, 1979
REINHOLDT & GARDNER INCORPORATED
December 31, 1974 - January 17, 1976
T. J. RANEY & SONS, INC.
July 24, 1972 - February 4, 1975
RANEY SECURITIES CO INC
November 16, 1971 - March 23, 1972
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/5/1971
Registered Representative ExaminationSeries 40
Date: 10/21/1977
Registered Principal ExaminationCurrent Firm
ICBA SECURITIES
CRD#: 24088 / SEC#: , 8-40867
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICBA SERVICES NETWORK, INC. | OWNER | |
| BATES, THOMAS EUGENE | DIRECTOR | 7598713 |
| BITTINGER, AZA HARRISON JR. | DIRECTOR | 4169602 |
| FOSTER, BRENDA KAY | DIRECTOR | |
| GUERRA, GABE | DIRECTOR | 7910566 |
| HEID, BLAKE AARON | DIRECTOR | 7598685 |
| JORDE, TERRY JEAN | SECRETARY | 2643666 |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 |
| REBER, JAMES LEO | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 1809879 |
| ROMERO RAINEY, REBECA MARIA | DIRECTOR | 6989824 |
| TWEDDLE, KEVIN MATTHEW | DIRECTOR | 7152050 |
| WANICHEK, CRAIG ALAN | DIRECTOR | 2352101 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
