Gabriel S. Dutra
Professional summary
Gabriel Silveira Dutra JR, CIMA® is a registered financial professional currently at LOCORR DISTRIBUTORS, LLC located in Excelsior, Minnesota.
Gabriel is registered as a RR (Registered Representative) and started their career in finance in 1997. Gabriel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gabriel Silveira Dutra JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2017 - Present
LOCORR DISTRIBUTORS, LLC
Office #1: 687 Excelsior Blvd, Excelsior, MN 55331March 26, 2012 - May 1, 2017
VIRTUS CAPITAL ADVISERS, LLC
April 15, 2011 - May 2, 2017
FORESIDE ASSOCIATES, LLC
September 23, 2008 - February 1, 2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC
April 30, 1997 - July 7, 2008
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2017)
(1/2/2019)
Exams
FINRA
Current Firm
LOCORR DISTRIBUTORS, LLC
CRD#: 41782 / SEC#: , 8-49568
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
