Richard C. Knocke

TURTLE CREEK TRUST

DALLAS, TX 75204

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CRD#: 2586086

Professional summary

Richard Craig Knocke is a registered financial advisor currently at TURTLE CREEK TRUST located in Dallas, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Richard has worked at 2 firms and has passed the Series 66, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Knocke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2007 - Present

TURTLE CREEK TRUST

Office #1: 2626 Cole Avenue Suite 705, Dallas, TX 75204

RIA

CRD#: 140212

DALLAS, TX

Past

October 1, 2000 - October 2, 2007

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TURTLE CREEK TRUST

ENCELADUS INVESTMENT MANAGEMENT, LLC | TURTLE CREEK TRUST | TURTLE CREEK MANAGEMENT, LLC

CRD#: 140212 / SEC#: 801-66626

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/7/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/28/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

TURTLE CREEK TRUST

ENCELADUS INVESTMENT MANAGEMENT, LLC | TURTLE CREEK TRUST | TURTLE CREEK MANAGEMENT, LLC

CRD#: 140212 / SEC#: 801-66626

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

3838 Oak Lawn Ave Suite 1650, Dallas, TX 75219

Mailing Address

Phone number

(214) 468-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCM FORM ADV 2A MARCH 2025 FINAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 3,661,746,284

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
10/25/2024	Cover Page	Report
08/24/2023	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard C. Knocke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Knocke's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN BROTHERS HARRIMAN & CO.

Primary Firm SEC Registration

TURTLE CREEK TRUST

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2000

Series 7

Date: 10/1/2000

Series 10

Date: 1/7/2005

Series 9

Date: 12/28/2004

Current Firm

TURTLE CREEK TRUST

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TURTLE CREEK TRUST

TRUST BUT VERIFY

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