BS
Brandon K. Sherbert
BEACON FINANCIAL GROUP
Dallas, TX 75252-5654
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CRD#: 2586065
BS
Professional summary
Brandon Keith Sherbert, who also goes by Brandon K Sherbert, is a registered financial advisor currently at BEACON FINANCIAL GROUP located in Dallas, Texas and KESTRA INVESTMENT SERVICES, LLC located in Dallas, Texas.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brandon has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon K Sherbert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Beacon Retirement Planning Services Investment Related: Yes Address: 17300 Preston Rd #120 Dallas TX 75252 Nature of Business: Other Other/None of the Above IAR Position, Title or Relationship: Employee Start Date: 5/28/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: IARBusiness Name: NDEX Systems Investment Related: No Address: 50, Queen, Bureau 304 Montreal, Quebec, Canada H3C 2N5 Quebec CA 75252 Nature of Business: Other Other/None of the Above Consulting Position, Title or Relationship: Other,I simply refer people to use their service. Start Date: 10/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ConsultingBusiness Name: Beacon Financial Group Investment Related: Yes Address: 17300 Preston Road, Suite 120 Dallas TX 75252 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: COO and Investment Advisor Representative Start Date: 6/1/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor, COO roleBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Mainstay BC, LLC Investment Related: No Address: 17300 Preston Rd, Suite 120 Dallas TX 75252 Nature of Business: Consulting Position, Title or Relationship: Sole person, manager. Start Date: 6/19/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Offer general business consulting to small to medium businesses.Business Name: The Gray Group Insurance Investment Related: Yes Address: 5900 S Lake Forest Drive Ste. 300 McKinney TX 75070 Nature of Business: Insurance Position, Title or Relationship: rep Start Date: 8/31/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will be licensed with them to sell property and casualty insurance.Business Name: PartnersFinancial Investment Related: Yes Address: 1250 Capital of Texas Highway S Bldg 2. Ste 600 Austin TX 78746 Nature of Business: Insurance Position, Title or Relationship: agent Start Date: 12/11/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I sell life and property insurance. INTEGRITY PERSONAL INSURANCE POSITION: rep NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2022 ADDRESS: 194 Industrial Blvd #102, McKinney TX 75069, United States DESCRIPTION: I will be a rep getting rate quotes and service from their agency.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Keith Sherbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2013 - Present
BEACON FINANCIAL GROUP
Office #1: 17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654RIA
CRD#: 110038
Dallas, TX
Current
June 26, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 17300 Preston Rd. Ste. 120, Dallas, TX 75252BD
CRD#: 42046
Dallas, TX
Past
April 19, 2016 - March 26, 2025
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
DALLAS, TX
Past
June 26, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
June 15, 2009 - May 29, 2013
FORTITUDE ADVISORY GROUP L.L.C.
RIA
CRD#: 116083
DALLAS, TX
Past
November 3, 2008 - December 31, 2008
AWM SERVICES, LLC
BD
CRD#: 6439
DALLAS, TX
Past
June 14, 2007 - May 29, 2013
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
DALLAS, TX
Past
January 29, 2001 - July 9, 2007
MAPLEWOOD INVESTMENTS, INC.
BD
CRD#: 103723
DALLAS, TX
Past
February 26, 1999 - January 24, 2001
MAY FINANCIAL CORPORATION
BD
CRD#: 3927
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.
CRD#: 110038 / SEC#: 801-57962
RIA
Registered Investment Advisory firm - (9/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(4/27/2015)
RR
Texas(6/26/2013)
IAR
Texas(9/27/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.
CRD#: 110038 / SEC#: 801-57962
RIA
Registered Investment Advisory firm - (9/15/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654
Mailing Address
Phone number
(972) 726-9888
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,121 |
| AUM (Assets Under Management) | $ 1,137,548,918 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEACON FINANCIAL GROUP
CRD#: 110038Dallas, TX 75252-5654TRUST BUT VERIFY
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