Allan R. Avena
Professional summary
Allan Reyes Avena, who also goes by Allan R Avena, is a registered financial advisor currently at ENVESTNET PMC located in Glendale, California.
Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Allan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Allan Reyes Avena's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2018 - Present
ENVESTNET PMC
August 31, 2006 - March 19, 2018
NATIONAL PLANNING CORPORATION
August 31, 2006 - March 19, 2018
NATIONAL PLANNING CORPORATION
March 22, 2004 - August 28, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 2, 1999 - August 28, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 14, 1997 - May 10, 1999
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2018)
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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