Richard M. Bookstaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Bookstaver was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1970. Richard had worked at 24 firms and has passed the Series 18 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2011 - January 23, 2014
DINOSAUR FINANCIAL GROUP, L.L.C
February 7, 2011 - October 12, 2011
BIRKELBACH INVESTMENT SECURITIES, INC.
June 9, 2008 - February 12, 2009
CAPITAL & CREDIT INTERNATIONAL, INC.
August 2, 2006 - October 1, 2007
CHICAGO INVESTMENT GROUP, LLC
December 12, 2003 - March 18, 2005
DINOSAUR FINANCIAL GROUP, L.L.C
June 6, 2001 - December 20, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
December 19, 2000 - June 11, 2001
AUERBACH, POLLAK & RICHARDSON INC.
September 12, 2000 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
June 24, 1998 - October 24, 2000
D H BRUSH & ASSOCIATES, INC.
May 12, 1998 - June 3, 1998
D H BRUSH & ASSOCIATES, INC.
March 7, 1997 - June 12, 1998
FIRST EQUITY CORPORATION OF FLORIDA
November 1, 1995 - January 31, 1996
AMUNI FINANCIAL, INC.
October 25, 1994 - July 12, 1995
FIRST EQUITY CORPORATION OF FLORIDA
September 29, 1994 - October 21, 1994
GRANITE CAPITAL MANAGEMENT CORP.
June 1, 1994 - October 19, 1994
DOLEY SECURITIES, LLC.
July 28, 1993 - April 26, 1994
HAMPSHIRE SECURITIES CORPORATION
June 26, 1992 - August 11, 1993
UNITED DANIELS SECURITIES, INC.
May 21, 1992 - June 18, 1992
FAIRFIELD RESEARCH SECURITIES CORPORATION
April 16, 1992 - May 8, 1992
GRANITE CAPITAL MANAGEMENT CORP.
March 14, 1991 - May 5, 1992
LUMIERE SECURITIES, INC.
August 8, 1990 - March 16, 1991
THE TRADING DESK, INC.
June 27, 1989 - January 1, 1990
BLAINE, ANDREWS & CO., INC.
November 25, 1987 - May 17, 1989
ADLER COLEMAN & CO., INC.
November 21, 1979 - March 21, 1980
FSI SECURITIES CORP.
October 17, 1977 - April 14, 1978
R. W. PRESSPRICH & CO. INCORPORATED
August 31, 1977 - September 1, 1977
LEGEL, BRASWELL SECURITIES CORP.
June 3, 1971 - May 17, 1972
WALLACE & CO
February 11, 1970 - June 24, 1971
STEINER, ROUSE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 7/19/1976
Securities Industry Rules and Regulations ExaminationSeries 1
Date: 10/3/1969
Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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