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Arthur Abraham Barasch

BARON FINANCIAL ADVISORS
SPRING, TX
·CRD# 2585867·31 years experience

Professional Summary

Arthur Abraham Barasch, who also goes by Art A Barasch, is a registered financial advisor currently at BARON FINANCIAL ADVISORS, LLC located in Spring, Texas. Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Arthur has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Art A Barasch

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BARON FINANCIAL ADVISORS, LLC·CRD# 170484
RIA
Spring, TX
March 27, 2023 - Present
BARON FINANCIAL ADVISORS, LLC·CRD# 170484
RIA
Spring, TX
March 26, 2014 - December 31, 2022
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Houston, TX
February 6, 2007 - April 9, 2014
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Houston, TX
January 8, 2007 - April 9, 2014
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Sugar Land, TX
September 30, 2004 - December 31, 2005
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Sugar Land, TX
October 31, 2003 - December 31, 2006
THE ADVISORS GROUP, INC.·CRD# 14035
RIA
Houston, TX
May 7, 2002 - September 30, 2004
THE ADVISORS GROUP, INC.·CRD# 14035
BD
Bethesda, MD
August 30, 1999 - October 31, 2003
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 15, 1995 - August 24, 1999

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Current Firm

BF
BARON FINANCIAL ADVISORS, LLC

BARASCH, ARTHUR | BARON FINANCIAL ADVISORS, LLC

CRD#: 170484
Louisiana
Registered Investment Advisory firm - Louisiana (3/15/2021 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/27/2023 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Spring, TX

Phone Number

(713) 818-4158

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT - SELLING LTC, HEALTH, DI FROM VARIOUS COMPANIES; APPROXIMATELY 15 HOURS A WEEK WITH SOME DURING MARKET HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(3/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1995About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Arthur Abraham Barasch's CRS (Customer Relationship Summary).

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