James M. Mirenda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Mirenda was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2007. James had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2016 - January 28, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
April 2, 2015 - December 2, 2016
LEGEND SECURITIES, INC.
March 17, 2015 - March 20, 2015
SIXTEEN SECURITIES, INC.
December 26, 2013 - March 13, 2015
BROOKVILLE CAPITAL PARTNERS
July 4, 2012 - March 11, 2013
JOHN THOMAS FINANCIAL
September 21, 2011 - July 13, 2012
J.D. NICHOLAS & ASSOCIATES, INC.
March 16, 2011 - October 4, 2011
EKN FINANCIAL SERVICES INC.
August 17, 2010 - March 16, 2011
JOSEPH GUNNAR & CO. LLC
July 16, 2010 - August 18, 2010
EKN FINANCIAL SERVICES INC.
January 2, 2009 - July 15, 2010
K.C. WARD FINANCIAL
June 20, 2007 - January 15, 2009
AMERICAN CAPITAL PARTNERS, LLC
May 15, 2007 - August 2, 2007
CLARK DODGE & CO., INC.
March 20, 2007 - May 11, 2007
WORLD EQUITY GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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