Thomas E. Gray

CH DOUGLAS & GRAY WEALTH MANAGEMENT

Indianapolis, IN 46220-1073

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CRD#: 2585608

Professional summary

Thomas E Gray is a registered financial advisor currently at CH DOUGLAS & GRAY WEALTH MANAGEMENT located in Indianapolis, Indiana.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MONTAGE INVESTMENTS LLC - NOT A BROKER/DEALER SHARES OWNERSHIP WITH TWO OTHER PARTNERS. INVESTMENT CLUB TYPE OF ACCOUNT MANAGEMENT. 5735 GUILDFORD AVE INDIANAPOLIS, IN 46220 STARTED 9/2000

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2011 - Present

CH DOUGLAS & GRAY WEALTH MANAGEMENT

Office #1: 7040 N College Ave, Indianapolis, IN 46220-1073

RIA

CRD#: 142352

Indianapolis, IN

Past

May 3, 2011 - December 28, 2012

RED WING CAPITAL, LLC

CRD#: 149480

INDIANAPOLIS, IN

Past

April 18, 2007 - December 31, 2010

CH DOUGLAS & GRAY WEALTH MANAGEMENT

RIA

CRD#: 142352

INDIANAPOLIS, IN

Past

October 31, 2003 - September 30, 2005

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

October 14, 2003 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

June 15, 2000 - October 10, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

November 13, 1997 - July 30, 1999

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

June 6, 1996 - November 3, 1997

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 1, 1996 - May 6, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CH DOUGLAS & GRAY WEALTH MANAGEMENT

CH DOUGLAS & GRAY WEALTH MANAGEMENT | HENDRICKSON, C.H. DOUGLAS AND GRAY, LLC | CH DOUGLAS & GRAY, LLC

CRD#: 142352 / SEC#: 801-121265

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

Indiana

Registered Investment Advisory firm - (6/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/27/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/2/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2009

General Securities Principal Examination

Current Firm

CH DOUGLAS & GRAY WEALTH MANAGEMENT

CH DOUGLAS & GRAY WEALTH MANAGEMENT | HENDRICKSON, C.H. DOUGLAS AND GRAY, LLC | CH DOUGLAS & GRAY, LLC

CRD#: 142352 / SEC#: 801-121265

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

Indiana

Registered Investment Advisory firm - (6/1/2021 Terminated)

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Contact information

Main Address

7040 N College Ave, Indianapolis, IN 46220-1073

Mailing Address

Phone number

(317) 843-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CH DOUGLAS & GRAY, LLC (2/10/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 187,193,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

RED WING CAPITAL, LLC

CH DOUGLAS & GRAY WEALTH MANAGEMENT

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

CHARLES SCHWAB & CO., INC.

COMMERZ MARKETS LLC

DEUTSCHE BANK SECURITIES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CH DOUGLAS & GRAY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2003

Series 7

Date: 6/2/2009

Series 24

Date: 10/28/2009

Current Firm

CH DOUGLAS & GRAY WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CH DOUGLAS & GRAY WEALTH MANAGEMENT

TRUST BUT VERIFY

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