James E. Coffey

MERIDIAN EQUITY PARTNERS

NEW YORK, NY 10038

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CRD#: 2585565

Professional summary

James Edward Coffey, who also goes by James E Coffey, Jimmy Cpffey, is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.

Question & Answer

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Aliases

James E Coffey | Jimmy Cpffey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2014 - Present

MERIDIAN EQUITY PARTNERS, INC.

Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

CRD#: 133849

NEW YORK, NY

Past

July 12, 2007 - March 21, 2014

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

September 28, 2006 - June 3, 2019

JAMES E. COFFEY SECURITIES, INC.

CRD#: 141393

NEW YORK, NY

Past

June 24, 2005 - October 23, 2006

JAMES E. COFFEY, SOLE PROPRIETOR

CRD#: 136139

NEW YORK, NY

Past

November 13, 2003 - June 11, 2007

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

October 14, 2003 - June 27, 2005

W.J. BLUM & SONS, LLC

CRD#: 32970

GARDEN CITY, NY

Past

April 26, 2002 - October 15, 2003

DOYLE, MILES & CO., LLC

CRD#: 115740

NEW YORK, NY

Past

January 9, 2001 - April 29, 2002

B.R. DOYLE & CO., INC.

CRD#: 32702

NEW YORK, NY

Past

August 17, 1998 - February 8, 2001

GORDON, HASKETT CAPITAL CORPORATION

CRD#: 7976

NEW YORK, NY

Past

May 16, 1997 - September 3, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/6/2014)

Exams

State Security Law Exam

Series 63

Date: 10/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/13/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2008

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849 / SEC#: , 8-66784

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Mailing Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Phone number

(212) 742-8472

Established

New York since 11/26/2004

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACQUAFREDDA, JONATHAN MICHAEL	SECRETARY/DIR	2502343
CORPINA, JONATHAN DOUGLAS	CEO/PRESIDENT/TREAS/DIR	2575529
LYTLE, COLUMB PATRICK	VP/DIR/CFO/COO/CCO/PFO/POO	2810260

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

James E. Coffey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Edward Coffey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEK SECURITIES CORPORATION

JAMES E. COFFEY SECURITIES, INC.

JAMES E. COFFEY, SOLE PROPRIETOR

LABRANCHE FINANCIAL SERVICES, LLC

W.J. BLUM & SONS, LLC

DOYLE, MILES & CO., LLC

B.R. DOYLE & CO., INC.

GORDON, HASKETT CAPITAL CORPORATION

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/1998

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/13/2007

Series 7

Date: 2/3/1997

Series 14

Date: 1/2/2023

Series 24

Date: 3/13/2008

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MERIDIAN EQUITY PARTNERS, INC.

TRUST BUT VERIFY

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