Robert B. Prall
Professional summary
Robert Brian Prall, ChFC®, who also goes by Rob Prall, is a registered financial advisor currently at RX INVESTMENT SOLUTIONS LLC located in Portland, Oregon.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Brian Prall's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2010 - Present
RX INVESTMENT SOLUTIONS LLC
June 10, 2010 - December 31, 2011
INDEPENDENT FINANCIAL GROUP, LLC
May 17, 2010 - March 28, 2011
EXECUTIVE INVESTMENT SERVICES, LLC
December 11, 2009 - December 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
September 2, 2008 - December 15, 2009
NEXT FINANCIAL GROUP, INC.
October 31, 2005 - September 3, 2008
OSAIC SERVICES, INC.
February 19, 1999 - October 31, 2005
SUNAMERICA SECURITIES, INC.
February 28, 1995 - February 25, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 28, 1995 - February 25, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/17/2010)
Exams
Current Firm
RX INVESTMENT SOLUTIONS LLC
CRD#: 147848 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 45,565,271 |
Red Flags
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