Stephen A. Wenham
Professional summary
Stephen Anthony Wenham, who also goes by Steve Wenham, is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Anthony Wenham's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2017 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266November 8, 2013 - March 24, 2017
SPC
February 1, 2012 - March 23, 2017
SAMMONS FINANCIAL NETWORK, LLC
November 12, 2008 - December 9, 2011
PRINCIPAL SECURITIES, INC.
June 5, 2007 - November 14, 2008
PRINCIPAL ASSET MANAGEMENT
March 21, 2005 - June 5, 2007
PRINCIPAL SECURITIES, INC.
December 16, 2003 - December 9, 2011
PRINCIPAL SECURITIES, INC.
June 22, 1999 - November 26, 2003
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2017)
Exams
FINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ATHENE SECURITIES, LLC
CRD#: 36867West Des Moines, IA 50266TRUST BUT VERIFY
Monitor Stephen Wenham
Get automatic monthly alerts on:
