Alan D. Ebright

CHECK CAPITAL MANAGEMENT

Costa Mesa, CA 92626-7685

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CRD#: 2584974

Professional summary

Alan Drew Ebright is a registered financial advisor currently at CHECK CAPITAL MANAGEMENT INC located in Costa Mesa, California.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alan has worked at 9 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Drew Ebright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2022 - Present

CHECK CAPITAL MANAGEMENT INC

Office #1: 575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685

RIA

CRD#: 107058

Costa Mesa, CA

Past

February 8, 2021 - November 2, 2022

HODGES CAPITAL MANAGEMENT INC

RIA

CRD#: 110080

Newport Beach, CA

Past

May 3, 2013 - October 1, 2020

FISHER INVESTMENTS

RIA

CRD#: 107342

NEWPORT BEACH, CA

Past

January 22, 2013 - April 18, 2013

ASCENDIANT CAPITAL MARKETS, LLC

CRD#: 152912

IRVINE, CA

Past

October 3, 2011 - January 9, 2013

CAPSTONE INVESTMENTS

CRD#: 41400

SAN DIEGO, CA

Past

March 3, 2009 - October 3, 2011

MILLER TABAK + CO., LLC

CRD#: 47293

SAN DIEGO, CA

Past

June 6, 2005 - February 23, 2009

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEWPORT BEACH, CA

Past

September 4, 2001 - June 2, 2005

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

February 11, 1999 - February 2, 2001

THE SEIDLER COMPANIES INCORPORATED

CRD#: 3911

LOS ANGELES, CA

Past

July 19, 1996 - February 22, 1999

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHECK CAPITAL MANAGEMENT INC

CRD#: 107058 / SEC#: 801-29001

RIA

Registered Investment Advisory firm - (3/6/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 10/10/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/18/1996

General Securities Representative Examination

Current Firm

CHECK CAPITAL MANAGEMENT INC

CRD#: 107058 / SEC#: 801-29001

RIA

Registered Investment Advisory firm - (3/6/1987 Approved)

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Contact information

Main Address

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685

Mailing Address

Phone number

(714) 641-3579

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03/26/25 ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,311
AUM (Assets Under Management)	$ 2,093,504,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan D. Ebright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Drew Ebright's CRS (Customer Relationship Summary).

Certified licenses

Experience

HODGES CAPITAL MANAGEMENT INC

FISHER INVESTMENTS

ASCENDIANT CAPITAL MARKETS, LLC

CAPSTONE INVESTMENTS

MILLER TABAK + CO., LLC

MERRIMAN CAPITAL, INC.

ROTH CAPITAL PARTNERS, LLC

THE SEIDLER COMPANIES INCORPORATED

ROTH CAPITAL PARTNERS, LLC

Primary Firm SEC Registration

CHECK CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2021

Series 63

Date: 8/14/1996

Series 55

Date: 10/10/2000

Series 7

Date: 7/18/1996

Current Firm

CHECK CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHECK CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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