PT
Pedro L. Torres
HORNOR, TOWNSEND & KENT
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2584762
PT
Professional summary
Pedro L Torres, who also goes by Pedro Luis Torres, Pedro Torres, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Boca Raton, Florida.
Pedro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Pedro has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pedro Luis Torres | Pedro Torres
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 1/1/2021 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: ACOSTA FINANCIAL GROUP LLC | POSITION HELD:PARTNER | ADDRESS: 15800 PINES BLVD, SUITE #203 PEMBROKE PINES, FL 33027 | START DATE: 3/9/2021 | NATURE OFACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE ( OF MULIPLE PRODUCT INSURANCE AND INVESTMENTS, ADVISORY,PRODUCT,) FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 3)GRIEVANCE COMMITTEE | POSITION: A COMMITTEE TEMPORARY MEMBER. NO COMPENSATION OR MONETARY REWARD / EQUIVALENT OF ANY FINANCIAL KIND, WHATSOEVER | NATURE: A GRIEVANCE COMMITTEE MEMBER OF THE 11TH CIRCUIT, DADE COUNTY, FL, MIAMI BRANCH OF THE FLORIDA BAR. THIS FUNCTIONS VERY MUCH LIKE A GRAND JURY. ITS FUNCTION IS TO ATTEMPT TO ASCERTAIN, TO THE EXTENT REASONABLY POSSIBLE, ALL FACTS RELATING TO THE GRIEVANCES REFERRED TO IT BY BAR COUNSEL WORKING WITH THE COMMITTEE. COMMITTEE REQUIRES A COUPLE OF ITS MEMBERS TO BE COUNTY RESIDENTS, USA CITIZENS, NON ATTORNEYS (I AM ONE OF THOSE).MEETINGS ARE HELD VIA ZOOM / VIDEO CONFERENCING. THERE'S NO PLACE OF ADDRESS OF THE ACTIVITY. | INVESTMENT RELATED: NO | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 1 | START DATE: 08/21/2023 | ADDRESS: N/A, NA, MIAMI FL , UNITED STATES | DESCRIPTION: I WILL BE REQUESTED TO REVIEW THE BAR'S COMPLETE FILE REGARDING A PARTICULAR COMPLAINT AND ACT AS INVESTIGATOR FOR THE COMMITTEE. THE FILE WILL CONTAIN COPIES OF THE GRIEVANCE, ALL CORRESPONDENCE TO AND FROM THE COMPLAINANT TO THE BAR, THE RESPONDENT UNDER INVESTIGATION, AND ALL OTHER CORRESPONDENCE AND DOCUMENTATION SECURED BY BAR COUNSEL PRIOR TO SENDING THE FILE TO THE FLORIDA BAR COMMITTEE. I WILL SEE THAT BAR COUNSEL HAS CORRESPONDED WITH RESPONDENT AND COMPLAINING PARTY INDICATING BY SPECIFIC REFERENCE THE RULE OR RULES INVOLVED. I THEN READ THE FILE IN A CHRONOLOGICAL ORDER. DURING THE ZOOM MEETING BAR COUNSEL SHARES HIS FINDINGS, UNDERSTANDINGS AND SUGGESTIONS REGARDING BAR DISCIPLINE, IF ANY. WE AS COMMITTEE MEMBERS ARE THEN ASKED TO VOTE ON THE MATTER.
CRS (Client Relationship Summary) - RIA
Click below to view Pedro L Torres's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Pedro L Torres's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431RIA
BD
CRD#: 4031
Boca Raton, FL
Current
January 25, 2021 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431RIA
BD
CRD#: 4031
Boca Raton, FL
Past
July 3, 2018 - February 3, 2021
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Miramar, FL
Past
June 21, 2018 - February 3, 2021
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Miramar, FL
Past
June 30, 2015 - May 3, 2018
CG ADVISORY SERVICES
RIA
CRD#: 110929
CORRAL TERRACE, FL
Past
March 7, 2012 - June 7, 2013
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
MIAMI, FL
Past
December 16, 2010 - June 7, 2013
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
MIAMI, FL
Past
April 7, 2008 - June 22, 2009
INVESTACORP, INC.
BD
CRD#: 7684
CORAL GABLES, FL
Past
September 24, 2007 - February 11, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PLANTATION, FL
Past
March 14, 2006 - February 21, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
FT.LAUDERDALE, FL
Past
May 20, 2005 - February 22, 2006
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MIAMI, FL
Past
April 26, 2002 - November 22, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
September 29, 2000 - April 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 6, 1998 - November 6, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 2, 1995 - May 28, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 2, 1995 - May 28, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/25/2021)
IAR
Florida(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Boca Raton, FL 33431TRUST BUT VERIFY
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