Lewis J. Franklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Joseph Franklin III, who also goes by Gino Franklin, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1995. Lewis had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2006 - March 16, 2007
JHS CAPITAL ADVISORS, LLC
November 9, 2006 - December 6, 2006
VISION SECURITIES INC.
March 24, 2006 - September 1, 2006
WHITAKER SECURITIES LLC
May 24, 2004 - June 5, 2006
GRANITE ASSOCIATES, INC
November 25, 2003 - May 10, 2004
S.W. BACH & COMPANY
January 2, 2001 - December 18, 2003
HARRISON SECURITIES, INC.
June 24, 1999 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
October 26, 1998 - July 9, 1999
MORGAN, TAYLOR & ASSOCIATES, INC.
July 15, 1997 - October 22, 1998
NATIONAL SECURITIES CORPORATION
September 28, 1995 - July 1, 1997
H G I
February 23, 1995 - February 28, 1995
JOSEPH ROBERTS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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