Thomas Bruno

ROBERTSON STEPHENS

Wilson, WY 83014

Some features on this profile are disabled

CRD#: 2584593

Professional summary

Thomas Bruno, who also goes by Thomas Niles Bruno, is a registered financial advisor currently at ROBERTSON STEPHENS located in Wilson, Wyoming and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in Wilson, Wyoming.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Niles Bruno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) RENTAL PROPERTY, INV RELATED, TETON VILLAGE, WY, 100% OWNERSHIP, START: 11/01/2022, 0 HRS/MONTH, 0 HRS DURING TRADING, PROPERTY OWNER. (2) Robertson Stephens Capital Markets, LLC, Inv Related, San Francisco, CA, Broker-Dealer, Reg Rep, 11/2023, 9 Hour/Mo, 9 Hour/Mo, Broker. (3) Robertson Stephens Wealth Management, LLC, Inv Related, San Francisco, CA, Investment Adviser, Advisor, MD/Principal, 11/2023, 165 Hour/Mo, 132 Hour/Mo, Investment Advisor. (4) Licensed insurance agent. (5) St. John's Health Foundation, a 501(c)3 organization, 55 E. Broadway, Suite 213, Jackson, WY 83001, Start date 9/2017, Director, I devote 3% of my time to this activity, 2% during securities trading hours; I am on the finance and investment committee making recommendations for long-term investments. I do not receive an income for this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bruno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2023 - Present

ROBERTSON STEPHENS

Office #1: 4050 N Lake Creek Dr, Wilson, WY 83014

RIA

CRD#: 289977

Wilson, WY

Current

November 5, 2023 - Present

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

Office #1: 4050 N Lake Creek Dr, Wilson, WY 83014

CRD#: 290635

Wilson, WY

Past

October 20, 2017 - November 13, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JACKSON, WY

Past

August 18, 2017 - November 13, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JACKSON, WY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/24/2024)

IAR

Wyoming
(11/5/2023)

Wyoming
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas Bruno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bruno's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2017

FINRA

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

Similar Advisors