Douglas M. Kent
Professional summary
Douglas Matthew Kent was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Douglas had worked at 5 firms, which includes CENTERPOINT SECURITIES INC., FOUNDERS EQUITY SECURITIES INC., M G SECURITIES GROUP INC., PROSPERA FINANCIAL SERVICES INC., RODMAN & RENSHAW INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
December 13, 2000 - November 8, 2001
CENTERPOINT SECURITIES INC.
December 7, 1999 - January 2, 2001
FOUNDERS EQUITY SECURITIES INC.
July 7, 1999 - December 10, 1999
M G SECURITIES GROUP, INC.
March 20, 1998 - July 26, 1999
PROSPERA FINANCIAL SERVICES, INC.
August 17, 1995 - March 17, 1998
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 7/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
CENTERPOINT SECURITIES INC.
CRD#: 104301 / SEC#: , 8-52760
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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