Scott A. Campbell

WEALTH ACUMEN

PARKER, CO

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CRD#: 2584299

Professional summary

Scott Asa Campbell, ChFC® is a registered financial advisor currently at WEALTH ACUMEN, INC. located in Parker, Colorado.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCOTT A. CAMPBELL IS PRESIDENT OF LIFE ACUMEN, INC., A NON INVESTMENT-RELATED COMPANY LOCATED AT 6184 N PINE HOLLOW DR, PARKER, CO 80134 THAT PROVIDES ACCOUNTING AND CONSULTING SERVICES TO BUSINESS CLIENTS. CAMPBELL IS EXPECTED TO DEVOTE LESS THAN 10 HOURS PER MONTH TO THE COMPANY, SOME OF OF WHICH MAY OCCUR DURING NORMAL SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Asa Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

January 31, 2005 - Present

WEALTH ACUMEN, INC.

RIA

CRD#: 133475

PARKER, CO

Past

September 1, 2004 - November 19, 2004

STRONGWATER SCHOTT, LTD.

RIA

CRD#: 131843

DENVER, CO

Past

December 6, 1999 - August 31, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

February 10, 1995 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 10, 1995 - August 31, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/31/2005)

IAR

Texas
(4/13/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/30/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2000

General Securities Principal Examination

Current Firm

WEALTH ACUMEN, INC.

CRD#: 133475 / SEC#:

Colorado

Registered Investment Advisory firm - (1/31/2005 Approved)

Texas

Registered Investment Advisory firm - (4/13/2011 Conditional Restricted)

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Contact information

Main Address

Parker, CO

Mailing Address

Phone number

(303) 840-0003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 16,248,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Asa Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRONGWATER SCHOTT, LTD.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1999

Series 63

Date: 4/3/1995

Series 7

Date: 11/30/1998

Series 6

Date: 2/2/1995

Series 24

Date: 7/13/2000

Current Firm

WEALTH ACUMEN, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH ACUMEN, INC.

TRUST BUT VERIFY

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