Thomas A. Leveroni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Albert Leveroni, CFA was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 7 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - May 18, 2020
FOX CAPITAL MANAGEMENT LLC
December 14, 2010 - March 27, 2015
WILLIAMS TRADING LLC
April 30, 2008 - December 9, 2010
BROOKVIEW CAPITAL LLC
March 14, 2007 - April 14, 2008
PETRA TRADING GROUP LLC
August 23, 2006 - March 18, 2011
NAUTILUS CAPITAL, LLC
September 20, 2000 - June 6, 2001
MORGAN STANLEY & CO. LLC
January 11, 1996 - March 19, 1996
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOX CAPITAL MANAGEMENT LLC
CRD#: 289914 / SEC#:
Contact information
Red Flags
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