Von K. Jenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Von Kerm Jenson was a registered financial professional .
Von is a previously registered financial professional and started their career in finance in 1971. Von had worked at 5 firms and has passed the Series 7, Series 1, Series 40, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1979 - March 5, 1984
NORTHRIDGE SECURITIES, INC.
October 1, 1978 - June 12, 1980
JOHNSON-BOWLES COMPANY INC
May 7, 1974 - September 29, 1975
LE BARRON SECURITIES, INC.
July 25, 1973 - February 7, 1974
MOUNTAIN STATES SECURITIES, INC.
April 8, 1971 - September 20, 1973
TRANSAMERICAN SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/2/1971
Registered Representative ExaminationSeries 40
Date: 9/25/1978
Registered Principal ExaminationF04
Date: 12/14/1973
Financial Principal ExaminationSeries 00
Date: 12/14/1973
General Securities Principal ExaminationCurrent Firm
NORTHRIDGE SECURITIES, INC.
CRD#: 1394 / SEC#: , 8-7739
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
