Arthur Canter
CFP®Professional Summary
Arthur Canter, CFP® is a registered financial advisor currently at BOCA WEALTH ADVISORS located in Boca Raton, Florida. Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Arthur has worked at 1 firm and has passed the Series 2 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
BOCA WEALTH ADVISORS | INVESTMENT ADVISORY PROFESSIONALS LLC | BOCA WEALTH ADVISORS, LLC
Contact Information
Main Address
1515 S Federal Hwy Suite 306, Boca Raton, FL 33432Phone Number
(561) 391-4477# of Employees
2SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
514AUM (Assets Under Management)
$378,570,000Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2026 | Cover Page | Report |
| 09/22/2025 | Cover Page | Report |
| 09/11/2024 | Cover Page | Report |
| 01/17/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BOCA WEALTH ADVISORS | INVESTMENT ADVISORY PROFESSIONALS LLC | BOCA WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(2/2/1999)
(4/27/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Jan 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Arthur Canter's CRS (Customer Relationship Summary).
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