Arthur Canter
Professional summary
Arthur Canter, CFP® is a registered financial advisor currently at BOCA WEALTH ADVISORS located in Boca Raton, Florida.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Arthur has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Canter's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
February 2, 1999 - Present
BOCA WEALTH ADVISORS
Office #1: 400 S Dixie Hwy Suite 322, Boca Raton, FL 33432Primary Firm SEC Registration
BOCA WEALTH ADVISORS
CRD#: 108038 / SEC#: 801-56858
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/1999)
(4/27/2016)
Exams
Series 2
Date: 1/25/1995
Non-Member General Securities ExaminationCurrent Firm
BOCA WEALTH ADVISORS
CRD#: 108038 / SEC#: 801-56858
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 498 |
| AUM (Assets Under Management) | $ 333,406,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/22/2025 | ||
| 09/11/2024 | ||
| 01/17/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
BOCA WEALTH ADVISORS
CRD#: 108038Boca Raton, FL 33432TRUST BUT VERIFY
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