SW
Steven V. Wise
BEACON ASSOCIATES WEALTH MANAGEMENT
Maumee, OH 43537
Some features on this profile are disabled
CRD#: 2584013
SW
Professional summary
Steven Verlin Wise is a registered financial advisor currently at BEACON ASSOCIATES WEALTH MANAGEMENT, LLC located in Maumee, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Beacon Associates Insurance Agency, LLC; Investment-Related; 1755 Indianwood Circle, Suite 200, Maumee, OH 43573; Sale of life insurance, annuities, and health insurances; President; 01/1998; Approx. 80 hours/month; Approx. 80 hours/month during trading hours; Sale of life insurance, annuities, and health insurance. 2) Beach Club at Windy Hill HOA, Inc.; Not investment-related; 3601 N Ocean Blvd, N Myrtle Beach, SC 29582; Description of the business: HOA Board Member; Responsibilities Duties: Attend Board Meetings; Start date with business: 2022-02-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. 3) Beacon Beach Club, LLC; Not investment-related; 9501 Schadel Rd, Waterville, OH 43566; Real estate ownership and leasing; Managing Member; 01/2016; Approx. 5 hours/month; Approx. 5 hours/month during trading hours; 4) S&R Wise Holdings, LLC; Not investment-related; 9501 Schadel Rd, Waterville, OH 43566; Real estate ownership and leasing; Managing Member; 02/2017; Approx. 5 hours/month; Approx. 5 hours/month during trading hours; 5) American Financial Education Alliance; Non-Investment related; Maumee, OH; Social Security and Retirement Planning Workshops; Chapter Director and Financial Educator; 08/2022; Approx 6 hours/month during non-trading; educating individuals on social security and retirement planning.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Verlin Wise's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC
Office #1: 1755 Indianwood Circle, Suite 200, Maumee, OH 43537RIA
CRD#: 318651
Maumee, OH
Past
July 31, 2019 - April 8, 2022
SIMPLICITY WEALTH
RIA
CRD#: 300572
Maumee, OH
Past
May 5, 2016 - August 1, 2019
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
Maumee, OH
Past
January 6, 2014 - May 10, 2016
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
MAUMEE, OH
Past
February 20, 1995 - November 20, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(7/25/2022)
IAR
North Carolina(6/25/2024)
IAR
Ohio(3/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BA
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC
CRD#: 318651 / SEC#:
Michigan
Registered Investment Advisory firm - (7/22/2022 Approved)North Carolina
Registered Investment Advisory firm - (6/24/2024 Approved)Ohio
Registered Investment Advisory firm - (3/14/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1755 Indianwood Circle, Suite 200, Maumee, OH 43537
Mailing Address
Phone number
(419) 482-0280
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 592 |
| AUM (Assets Under Management) | $ 81,059,506 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
