Steven V. Wise

BEACON ASSOCIATES WEALTH MANAGEMENT

Maumee, OH 43537

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CRD#: 2584013

Professional summary

Steven Verlin Wise is a registered financial advisor currently at BEACON ASSOCIATES WEALTH MANAGEMENT, LLC located in Maumee, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 5 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Verlin Wise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2022 - Present

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

Office #1: 1755 Indianwood Circle, Suite 200, Maumee, OH 43537

RIA

CRD#: 318651

Maumee, OH

Past

July 31, 2019 - April 8, 2022

SIMPLICITY WEALTH

RIA

CRD#: 300572

Maumee, OH

Past

May 5, 2016 - August 1, 2019

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Maumee, OH

Past

January 6, 2014 - May 10, 2016

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

MAUMEE, OH

Past

February 20, 1995 - November 20, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 318651 / SEC#: 801-135234

RIA

Registered Investment Advisory firm - (1/29/2026 Approved)

Michigan

Registered Investment Advisory firm - (2/5/2026 Termination Requested)

North Carolina

Registered Investment Advisory firm - (2/10/2026 Terminated)

Ohio

Registered Investment Advisory firm - (2/6/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/25/2022)

IAR

North Carolina
(6/25/2024)

IAR

Ohio
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 2/3/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 318651 / SEC#: 801-135234

RIA

Registered Investment Advisory firm - (1/29/2026 Approved)

Michigan

Registered Investment Advisory firm - (2/5/2026 Termination Requested)

North Carolina

Registered Investment Advisory firm - (2/10/2026 Terminated)

Ohio

Registered Investment Advisory firm - (2/6/2026 Terminated)

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Contact information

Main Address

1755 Indianwood Circle, Suite 200, Maumee, OH 43537

Mailing Address

Phone number

(419) 482-0280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (12/24/2025)

Regulatory assets under management

Total Number of Accounts	836
AUM (Assets Under Management)	$ 100,825,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven V. Wise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Verlin Wise's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

SIMPLICITY WEALTH

VIRTUE CAPITAL MANAGEMENT, LLC

REDHAWK WEALTH ADVISORS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2013

Series 6

Date: 2/3/1995

Current Firm

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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