Steven Verlin Wise
Professional Summary
Steven Verlin Wise is a registered financial advisor currently at BEACON ASSOCIATES WEALTH MANAGEMENT, LLC located in Maumee, Ohio. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 5 firms and has passed the Series 65 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1755 Indianwood Circle, Suite 200, Maumee, OH 43537Phone Number
(419) 482-0280# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
838AUM (Assets Under Management)
$101,067,667Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(7/25/2022)
(6/25/2024)
(3/14/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1995About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Verlin Wise's CRS (Customer Relationship Summary).
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