Clotilde Levi
Professional Summary
Clotilde Levi, who also goes by Clotilde Sebag, is a registered financial advisor currently at BCI SECURITIES, INC. located in Hollywood, Florida. Clotilde is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Clotilde has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Clotilde Sebag
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
BCI SECURITIES, INC.
Contact Information
Main Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131Mailing Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131Phone Number
(305) 929-5500Established
Florida since 07/05/2011Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
74SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | — |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/CFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory Assets Under Management
Total Number of Accounts
448AUM (Assets Under Management)
$402,246,518Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BCI SECURITIES, INC.
State Registrations and Notice Filings
(8/21/2025)
(1/27/2022)
(1/27/2022)
(11/29/2022)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(1/28/2022)
(1/27/2022)
(6/7/2022)
(1/27/2022)
(1/27/2022)
(8/21/2025)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(8/21/2025)
(6/8/2022)
(1/27/2022)
(1/27/2022)
(1/22/2024)
(8/21/2025)
(1/31/2022)
(4/25/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Clotilde Levi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clotilde Levi's CRS (Customer Relationship Summary).
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