Robert W. Vella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Vella, who also goes by Robert W Vella, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 3 firms and has passed the Series 63, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2001 - November 3, 2006
LABRANCHE FINANCIAL SERVICES, LLC
June 28, 2001 - December 2, 2013
BAY CREST PARTNERS, LLC
January 12, 2001 - June 20, 2001
DOFT & CO., INC.
July 27, 1999 - November 8, 2000
LABRANCHE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/26/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 3/9/2000
NYSE Trading Assistant ExaminationCurrent Firm
LABRANCHE FINANCIAL SERVICES, LLC
CRD#: 7432 / SEC#: , 8-19060
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LABRANCHE & CO. INC | OWNER | |
| BURKE, WILLIAM JOSEPH III | CEO | 848502 |
| HAYWARD, ALFRED OWEN JR | DIRECTOR | 2355580 |
| LABRANCHE, GEORGE MICHAEL IV | CHAIRMAN | 2355575 |
| MCCUTCHEON, JEFFREY ALLEN | DIRECTOR | 4586231 |
| OHARE, MICHAEL | MANAGING DIRECTOR | 2120129 |
| TONER, KATHLEEN M | ACTING CHIEF COMPLIANCE OFFICER | 1254334 |
| VESPOLI, ALBERT BENJAMIN | CHIEF FINANCIAL OFFICER | 2447839 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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