Owen E. O'neil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen Elbery O'neil, who also goes by Owen Elbery Oneil, Owen Oneil, was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 1995. Owen had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2021 - April 1, 2026
ROSENBLATT SECURITIES INC.
January 9, 2020 - December 1, 2021
MAXIM GROUP LLC
October 15, 2015 - May 31, 2019
D.A. DAVIDSON & CO.
May 23, 2013 - October 15, 2015
BREAN CAPITAL, LLC
March 17, 2010 - May 21, 2013
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 18, 2004 - February 3, 2010
PACIFIC CREST SECURITIES LLC
January 12, 2004 - November 10, 2004
UBS CAPITAL MARKETS L.P.
March 22, 1995 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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