Louis A. Deprospero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Anthony Deprospero JR, who also goes by Louis A Deprospero, Louis Anthony Deprospero, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1995. Louis had worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2011 - January 7, 2025
CIGNA BENEFITS FINANCING, INC.
November 3, 2006 - January 20, 2011
WESTPORT FINANCIAL SERVICES, L.L.C.
August 7, 2002 - February 15, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
March 15, 1999 - October 16, 2000
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
June 2, 1997 - November 16, 1998
MML DISTRIBUTORS, LLC
March 1, 1996 - June 3, 1997
MML INVESTORS SERVICES, LLC
May 30, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CIGNA BENEFITS FINANCING, INC.
CRD#: 153670 / SEC#: , 8-68563
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
