Eric P. Nunez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Paul Nunez, who also goes by Eric P Nunez, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2013. Eric had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2023 - September 5, 2024
PEOPLE'S UNITED ADVISORS, INC.
August 12, 2021 - December 31, 2022
PEOPLE'S UNITED ADVISORS, INC.
November 2, 2016 - October 7, 2022
PEOPLE'S SECURITIES, INC.
February 27, 2015 - November 29, 2016
GFA SECURITIES, LLC
April 9, 2013 - January 28, 2015
KBD SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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