Eugene W. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Whitney Harris, CFA, who also goes by Eugene Harris, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1997. Eugene had worked at 4 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2020 - December 6, 2024
STEP CHANGE ADVISORS, LLC
April 6, 2010 - January 23, 2020
STEP CHANGE ADVISORS, LLC
July 16, 2008 - July 21, 2010
EIDELMAN VIRANT CAPITAL
February 13, 2008 - August 13, 2009
FULCRUM SECURITIES, LLC
March 7, 2005 - February 1, 2008
FLAGSTONE SECURITIES, LLC
October 20, 2004 - March 7, 2005
FLAGSTONE SECURITIES, LLC
November 13, 1997 - December 31, 2005
EIDELMAN VIRANT CAPITAL
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STEP CHANGE ADVISORS, LLC
CRD#: 153299 / SEC#: 801-123287
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 110,694,910 |
Red Flags
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