Ian Auerbach

MEADOWBROOK ADVISORS

DEERFIELD BEACH, FL

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CRD#: 2583467

Professional summary

Ian Auerbach, who also goes by Iany Auerbach, is a registered financial advisor currently at MEADOWBROOK ADVISORS located in Deerfield Beach, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Bedminster, New Jersey.

Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Ian has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Iany Auerbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Mr. Auerbach is dually registered as an Investment Advisor Representative ("IAR") of Meadowbrook Advisors Group, LLC ("Meadowbrook Advisors") and as a Registered Representative ("RR") Purshe Kaplan Sterling Investments, Inc. ("PKS") since 08/2025. Approximately 90% of Mr. Auerbach's time is spent as an IAR of Meadowbrook Advisors, with the balance as an RR of PKS. 3) Mr. Auerbach is the sole owner of a construction company, Alta Gracia Ashram SAS. Mr. Auerbach began with this company on January 1st, 2025. The company's address is Carrera 129 #18a-00, Cali, Valle Del Cauca, Colombia. This business is not investment-related, and Mr. Auerbach does not receive compensation from it. Approximately 10 hours a month of Mr. Auerbach's time is spent running this company. Mr. Auerbach's duties include reviewing and paying bills for the company. This company exists for personal real estate development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Auerbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2025 - Present

MEADOWBROOK ADVISORS

RIA

CRD#: 337223

DEERFIELD BEACH, FL

Current

August 1, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 475 Cedar Ridge Road, Bedminster, NJ 07921

CRD#: 35747

Bedminster, NJ

Past

October 9, 2009 - August 8, 2025

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

Deerfield Beach, FL

Past

October 9, 2009 - August 8, 2025

RBC CAPITAL MARKETS, LLC

CRD#: 31194

FLORHAM PARK, NJ

Past

June 3, 2003 - October 9, 2009

J. B. HANAUER & CO.

RIA

CRD#: 6958

PARSIPPANY, NJ

Past

May 12, 1995 - October 9, 2009

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2025)

Florida
(8/1/2025)

IAR

Florida
(8/7/2025)

New Jersey
(8/1/2025)

IAR

New Jersey
(8/6/2025)

New York
(8/1/2025)

Pennsylvania
(8/1/2025)

IAR

Texas
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MEADOWBROOK ADVISORS

MEADOWBROOK ADVISORS | MEADOWBROOK ADVISORS LLC | MEADOWBROOK ADVISORS GROUP, LLC

CRD#: 337223 / SEC#: 801-133937

RIA

Registered Investment Advisory firm - (7/29/2025 120-Day Approval)

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Contact information

Main Address

Bedminster, NJ

Mailing Address

Phone number

(973) 370-7850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MEADOWBROOK ADVISORS LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (8/5/2025)

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Ian Auerbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Auerbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

J. B. HANAUER & CO.

J. B. HANAUER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2003

Series 63

Date: 6/6/1995

SIE

Date: 10/1/2018

Series 7

Date: 5/11/1995

FINRA

Current Firm

MEADOWBROOK ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MEADOWBROOK ADVISORS

TRUST BUT VERIFY

Contact information

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