Adam M. Makowka
Professional summary
Adam Martin Makowka was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Adam had worked at 5 firms, which includes NATIONAL SECURITIES CORPORATION, ACCESS FINANCIAL GROUP INC., PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2002 - July 31, 2003
NATIONAL SECURITIES CORPORATION
February 1, 2002 - August 9, 2002
ACCESS FINANCIAL GROUP, INC.
March 21, 2001 - January 18, 2002
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1997 - March 16, 2001
MORGAN STANLEY DW INC.
March 18, 1997 - July 23, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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