Valeri L. Sewald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valeri Lyne Sewald, who also goes by Valeri Lyne Thomas, was a registered financial professional .
Valeri is a previously registered financial professional and started their career in finance in 1995. Valeri had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2023 - April 1, 2026
METLIFE INVESTMENTS SECURITIES, LLC
September 1, 1998 - March 11, 2006
CITIGROUP GLOBAL MARKETS INC.
November 21, 1996 - September 1, 1998
SALOMON BROTHERS INC.
March 28, 1995 - July 7, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/6/2023
General Securities Representative ExaminationCurrent Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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