JK
John K. Kelly
OJM GROUP
PHOENIX, AZ 85018
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CRD#: 2583288
JK
Professional summary
John Kennedy Kelly, CLU® is a registered financial advisor currently at OJM GROUP, LLC located in Phoenix, Arizona and LIFEMARK SECURITIES CORP. located in Phoenix, Arizona.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALL EMPLOYMENTS AT SAME ADDRESS OF 5110 N.40th STREET, SUITE 242, PHOENIX, AZ 85018, INDEPENDENT INSURANCE AGENT,INVESTMENT RELATED,INSURANCE SALES & SERVICE,INSURANCE AGENT, START NOVEMBER 1996, 64 HRS/MO & O HRS/MO DURING TRADING HRS, DUTIES INCLUDE MEETING WITH CLIENTS, PREPARING PROPOSALS, COMPLETING APPLICATIONS, DELIVERING POLICIES/ INTEGRATED FINANCIAL GROUP, INC., NOT INVESTMENT RELATED, NATURE OF BUSINESS IS CONSULTING,TITLE IS MANAGING DIRECTOR,START DATE WAS OCTOBER 1998,TIME SPENT IS APPROXIMATELY 32 HRS/MO & 0 HRS/MO DURING TRADING HRS,DUTIES INCLUDE CONSULTING WITH CLIENTS AND BUSINESS OWNERS, also do exit strategy planning / OJM GROUP, INVESTMENT RELATED, SECURITIES SALES, INVESTMENT ADVISOR REPRESENTATIVE (IAR),START NOVEMBER 2008, 32 HRS/MO & 10 DURING TRADING HRS, MEETING WITH CLIENTS AND PREPARING & IMPLEMENTING INVESTMENT PROPOSALS
CRS (Client Relationship Summary) - RIA
Click below to view John Kennedy Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 4, 2008 - Present
OJM GROUP, LLC
Office #1: 5110 N 40th St. Suite 242, Phoenix, AZ 85018RIA
CRD#: 119850
PHOENIX, AZ
Current
March 12, 1997 - Present
LIFEMARK SECURITIES CORP.
Office #1: 5110 N. 40th Street Suite 242, Phoenix, AZ 85018RIA
BD
CRD#: 16204
Phoenix, AZ
Past
February 21, 1995 - October 24, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OG
OJM GROUP, LLC
OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC
CRD#: 119850 / SEC#: 801-68466
RIA
Registered Investment Advisory firm - (10/24/2007 Approved)Ohio
Registered Investment Advisory firm - (11/6/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/1997)
IAR
Arizona(12/4/2008)
RR
California(7/28/1998)
RR
Florida(4/23/2021)
RR
Georgia(10/24/2000)
RR
Nevada(10/24/2000)
RR
New Mexico(9/4/2002)
RR
Texas(11/2/2018)
IAR
Texas(11/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OG
OJM GROUP, LLC
OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC
CRD#: 119850 / SEC#: 801-68466
RIA
Registered Investment Advisory firm - (10/24/2007 Approved)Ohio
Registered Investment Advisory firm - (11/6/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8044 Montgomery Road Suite 440, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 791-7525
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,795 |
| AUM (Assets Under Management) | $ 803,278,252 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
