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JJ

John A. Jensen

WESTBURY GROUP LLC
Westport, CT 06880
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CRD#: 258319
JJ

Professional summary


John Amend Jensen JR is a registered financial professional currently at WESTBURY GROUP LLC located in Westport, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 1971. John has worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 79, PC, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Amend Jensen JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 8, 2015 - Present

WESTBURY GROUP LLC

Office #1: 39 Riverside Avenue, Westport, CT 06880
BD
CRD#: 129985
Westport, CT
Past

February 17, 2012 - December 10, 2015

CHART GROUP ADVISORS, LLC

BD
CRD#: 118814
NEW YORK, NY
Past

April 27, 1985 - April 13, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 15, 1975 - September 26, 1978

BD
CRD#: 6802
Past

January 26, 1971 - January 15, 1975

BD
CRD#: 889

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/7/2023)
RR
Connecticut
(2/20/2016)
RR
Florida
(2/26/2016)
RR
New York
(11/7/2018)
RR
North Carolina
(7/1/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 2/20/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/16/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 5/2/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 1/25/1971
Registered Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WG
WESTBURY GROUP LLC
WESTBURY GROUP LLC

CRD#: 129985 / SEC#: , 8-66284

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
39 Riverside Avenue, Westport, CT 06880
Mailing Address
39 Riverside Avenue, Westport, CT 06880
Phone number
(203) 883-9000
Established
Connecticut since 11/13/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
24 FOREST LANE ASSOCIATES LLCSHAREHOLDER
ABACUS CAPITAL PARTNERS LLCSHAREHOLDER
IMPERIUM ASSOCIATES LLCSHAREHOLDER
MAXWELL, ROBERT WILLIAMCHIEF COMPLIANCE OFFICER4061503
RUBIN, JONATHAN BENNETMANAGING MEMBER5017659

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTBURY GROUP LLC

CRD#: 129985Westport, CT 06880

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