Todd E. Seeholzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Eugene Seeholzer was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1996. Todd had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2014 - December 13, 2017
ALLEGIS INVESTMENT SERVICES, LLC
September 17, 2010 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
July 23, 2007 - September 1, 2010
INSPHERE SECURITIES, INC.
March 26, 2002 - August 9, 2007
EQUITY SERVICES, INC.
May 2, 2001 - March 25, 2002
OSAIC FS, INC.
September 7, 2000 - May 10, 2001
FARMERS FINANCIAL SOLUTIONS, LLC
February 12, 1996 - September 6, 2000
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLEGIS INVESTMENT SERVICES, LLC
CRD#: 168557 / SEC#: , 8-69318
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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