Jay M. Jensen
Professional summary
Jay Mccormick Jensen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Jay had worked at 5 firms, which includes TRANSAMERICA SECURITIES SALES CORPORATION, TRANSAMERICA FINANCIAL ADVISORS INC., FSC SECURITIES CORPORATION, M. H. DECKARD & CO. INC., ENTERPRISE FUND DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1989 - July 31, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
December 4, 1989 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 23, 1983 - December 5, 1989
FSC SECURITIES CORPORATION
February 1, 1972 - June 14, 1973
M. H. DECKARD & CO., INC.
April 22, 1969 - January 6, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/18/1961
Registered Representative ExaminationCurrent Firm
TRANSAMERICA SECURITIES SALES CORPORATION
CRD#: 17970 / SEC#: , 8-35847
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | OWNER | |
| CHUANG, GEORGE CHUWANG | DIRECTOR | 3162477 |
| CHUANG, GEORGE CHUWANG | TREASURER | 3162477 |
| CHUANG, GEORGE CHUWANG | VICE PRESIDENT AND FINANCIAL PRINCIPAL | 3162477 |
| CHUANG, GEORGE CHUWANG | PRESIDENT | 3162477 |
| CHUANG, GEORGE CHUWANG | CHIEF FINANCIAL OFFICER | 3162477 |
| GOK, LISA ANNE | DIRECTOR | 5059738 |
| RIDER, KERRY KEARNS | CHIEF COMPLIANCE OFFICER, SECRETARY | 2166195 |
Red Flags
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