Robert T. Fleisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Todd Fleisher, who also goes by Robert T Fleisher, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2011 - October 15, 2012
MCBARRON CAPITAL LLC
January 4, 2005 - December 7, 2009
UNICREDIT CAPITAL MARKETS LLC
April 1, 2003 - April 29, 2004
S.W. BACH & COMPANY
November 6, 1996 - April 16, 2001
NATIONAL BANK OF CANADA FINANCIAL INC.
April 10, 1995 - August 7, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MCBARRON CAPITAL LLC
CRD#: 131431 / SEC#: , 8-66460
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
