Paul C. Friedland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Friedland was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1995. Paul had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2012 - March 25, 2022
OAK CIRCLE ASSET MANAGEMENT, LLC
February 22, 1995 - February 11, 1997
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OAK CIRCLE ASSET MANAGEMENT, LLC
CRD#: 125193 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 5,100,000 |
Red Flags
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