Diane L. Allard

BEACON TRUST

Morristown, NJ 07960

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CRD#: 2582880

Professional summary

Diane Liu Allard, CFP®, who also goes by Diane Ting-li Liu, is a registered financial advisor currently at BEACON TRUST located in Morristown, New Jersey.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Diane has worked at 2 firms and has passed the Series 65 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Ting-Li Liu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Liu Allard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 26, 2016 - Present

BEACON TRUST

Office #1: 163 Madison Avenue, Morristown, NJ 07960

RIA

CRD#: 226547

Morristown, NJ

Past

November 20, 2002 - May 28, 2010

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

RAMSEY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON TRUST

BEACON INVESTMENT ADVISORY SERVICES, INC. | TIRSCHWELL LOEWY & FRIEDNER INVESTMENTS | BEACON TRUST

CRD#: 226547 / SEC#: 801-96256

RIA

Registered Investment Advisory firm - (4/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/26/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52

Date: 1/18/1995

Municipal Securities Representative Examination

Current Firm

BEACON TRUST

BEACON INVESTMENT ADVISORY SERVICES, INC. | TIRSCHWELL LOEWY & FRIEDNER INVESTMENTS | BEACON TRUST

CRD#: 226547 / SEC#: 801-96256

RIA

Registered Investment Advisory firm - (4/1/2015 Approved)

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Contact information

Main Address

163 Madison Avenue, Morristown, NJ 07960

Mailing Address

Phone number

(973) 377-8090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON INVESTMENT ADVISORY SERVICES, INC. WRAP DISCLOSURE BROCHURE 2025 (3/29/2025)

BEACON INVESTMENT ADVISORY SERVICES, INC. DISCLOSURE BROCHURE 2025 (3/29/2025)

Regulatory assets under management

Total Number of Accounts	2,889
AUM (Assets Under Management)	$ 4,352,787,884

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/10/2025	Cover Page	Report
12/18/2023	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Diane L. Allard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Liu Allard's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON TRUST

TD WEALTH MANAGEMENT SERVICES INC.

Primary Firm SEC Registration

BEACON TRUST

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2002

Series 52

Date: 1/18/1995

Current Firm

BEACON TRUST

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEACON TRUST

TRUST BUT VERIFY

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