Baruch Halpern
Professional Summary
Baruch Halpern was a registered financial advisor. Baruch was a previously registered financial professional and started their career in finance 1995 - 2018. Baruch had worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
EXCEED SECURITIES LLC | OMEGA POINT SECURITIES LLC | NEBARI SECURITIES, LLC
Contact Information
Main Address
3455 Peachtree Road Ne Suite 500, Atlanta, GA 30326Mailing Address
3455 Peachtree Road Ne Suite 500, Atlanta, GA 30326Phone Number
(404) 596-5393Established
Delaware since 08/06/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OP ACQUISITION LLC | MEMBER | — |
| SELF, JONATHAN ANDREW | CEO/CCO/FINOP/CFO | 4497531 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2004About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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