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WH

William E. Hopkins

SILVER OAK SECURITIES
JACKSON, TN 38305
Some features on this profile are disabled
CRD#: 2582698
WH

Professional summary

William Elliston Hopkins II, who also goes by Billy Hopkins II, is a registered financial advisor currently at SILVER OAK SECURITIES, INCORPORATED located in Jackson, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. William has worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Billy Hopkins Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEH INSURANCE AGENCY, INC. PRESIDENT AND AGENT. LIFE INSURANCE & FIXED ANNUITIES - COMMISSION ONLY - PART TIME NOT INVESTMENT RELATED. 403 North Parkway Ste 101, , Jackson, TN, 38305, United States, 20 HOURS PER MONTH. STARTED SEPTEMBER 1999. 2) "WEH Insurance Agency, Inc. DBA AFX Insurance Services",Is Not Investment Related,"403 North Parkway Ste 101, , Jackson, TN, 38305, United States",Insurance Brokerage Services,Owner / President,5/1/2025,10 hours per month,10 hours per month during trading hours,Commission Compensation,"WEH Insurance Agency, Inc. was established in 1999. On May 1, 2025 we processed a request with the TN Secretary to State to Add a DBA to the corporation. The DBA name is AFX Insurance Services. The name of the corporate entity did not change."

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Elliston Hopkins II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Elliston Hopkins II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2006 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 403 N. Parkway Suite 101, Jackson, TN 38305Office #2: 3333 Deposit Dr. Ne Suite 250, Grand Rapids, MI 49546Office #4: 604 W. Adams Street, Creston, IA 50801Office #5: 12106 Centennial Station, Warminster, PA 18974Office #6: 201 East Stephen Foster Avenue, Bardstown, KY 40004
RIA
BD
CRD#: 46947
JACKSON, TN
Current

August 31, 1999 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 403 N. Parkway Suite 101, Jackson, TN 38305Office #2: 3333 Deposit Dr. Ne Suite 250, Grand Rapids, MI 49546Office #4: 604 W. Adams Street, Creston, IA 50801Office #5: 12106 Centennial Station, Warminster, PA 18974Office #6: 201 East Stephen Foster Avenue, Bardstown, KY 40004
RIA
BD
CRD#: 46947
JACKSON, TN
Past

August 16, 1995 - August 30, 1999

DOMINION INVESTOR SERVICES, INC.

BD
CRD#: 21548
MARBLE FALLS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SO
SILVER OAK SECURITIES, INCORPORATED
AMA FINANCIAL PARTNERS | ZOOK FINANCIAL | ZETTERGREN FINANCIAL GROUP | WINTEREGG AND ASSOCIATES | WILLIAM E. HOPKINS & ASSOCIATES, INC. | WICKER FINANCIAL GROUP | WEALTH COACH FINANCIAL | VISION401K LLC | VISION ASSET MANAGEMENT | TRUNORTH INVESTMENT MANAGEMENT | TRINITAS FINANCIAL PARTNERS | TALLGRASS WEALTH MANAGEMENT | STOLTZFUS FINANCIAL | SPIVEY FINANCIAL GROUP | SOUTHERN TRUST WEALTH MANAGEMENT | SOLID ROCK RETIREMENT STRATEGIES | SMART PLAN FINANCIAL | SILVER OAK SECURITIES, INCORPORATED | SILVER OAK SECURITIES, INC. | SILVER OAK SECURITIES INCORPORATED | SECURE RETIREMENT ADVISORS, LLC | SCHROCK FINANCIAL LLC | SCHMIDT WEALTH MANAGEMENT, LLC | RETIREMENT SECURITY GROUP | RAILEY FINANCIAL SERVICE | R. F. BISSER & ASSOCIATES FINANCIAL CONSULTANTS | PORTFOLIO IA | PLANNING LEGACIES FINANCIAL GROUP | PENSION PARTNERS | PEAK WEALTH ADVISORS | OLD TOWNE INVESTMENTS | NEW FINANCIAL CONCEPTS, INC. | MOSS WEALTH ADVISORS, LLC | MIDDLETON FINANCIAL | MEREDITH DEKKER FINANCIAL SERVICES LLC | MCKNIGHT ADVISORY GROUP, INC. | MAGNATE WEALTH | LOCKMUND FINANCIAL GROUP | LIFETIME FINANCIAL SOLUTIONS, INC. | LIFETIME FINANCIAL GROUP, INC. | LEON FINANCIAL GROUP | LEGACY GROUP PLANNING | LEDGEROCK ADVISORS, LLC | LAMON & WALLACE | L.P. FINANCIAL ADVISORS, INC. | JOHNSON BRUNNETTI | JOANNA SLADE, CLU®, CFP®, EA | JMS FINANCIAL SOLUTIONS, LLC | JAFFE WEALTH MANAGEMENT & CONSULTING INC. | INVITE WEALTH MANAGEMENT | HOLLIMAN GROUP | HEARN WEALTH MANAGEMENT | GRUCZ FINANCIAL | GARY W DORSEY AND ASSOCIATES | GARRISON INVESTMENT STRATEGIES | FOUNDATION FINANCIAL CONCEPTS, LLC | FORTUNE STRATEGIES LLC | FINANCIAL SERVICE ASSOCIATES | FINANCIAL RESOURCE ADVISORS | FAMILY WEALTH ADVISORY | F3 ADVISORS | EJC INSURANCE AND FINANCIAL | DREHER ADVISORY SERVICES | DEKKER FINANCIAL SERVICES | D & B ACCOUNTING & FINANCIAL GROUP, PLLC | CREECH WEALTH MANAGEMENT | CORNERSTONE FINANCIAL GROUP | CORAM DEO ADVISORS | COMPREHENSIVE FINANCIAL STRATEGIES, LLC | COKER WEALTH MANAGEMENT, LLC | CHANCERY FINANCIAL ADVISORS | CENTORBI FINANCIAL | CAROLINAS WEALTH MANAGEMENT | BROWN FINANCIAL SERVICES | BRICKEY WEALTH MANAGEMENT | BLAKE FINANCIAL | BLACK OAK ASSET MANAGEMENT | BIVEN FINANCIAL SERVICES | BIG ROCK WEALTH ADVISORS | BENNETT & BENNETT FINANCIAL, LLC | BENEFIT FINANCIAL SERVICES, LLC | BARONE FINANCIAL GROUP | B&H WEALTH | ASSET PLANNING SERVICES, INC. | ARMOR FINANCIAL, GROUP | ARBOR FINANCIAL ADVISORS | AMS FINANCIAL GROUP | AMERICAN CORNERSTONE GROUP, INC.

CRD#: 46947 / SEC#: 801-71178, 8-51601

RIA
Registered Investment Advisory firm - SEC (4/16/2010 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/17/2014 Terminated)
California
Registered Investment Advisory firm - SEC (3/3/2013 Terminated)
Colorado
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (10/15/2012 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)
Indiana
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (9/28/2012 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)
Missouri
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (2/11/2016 Terminated)
Ohio
Registered Investment Advisory firm - SEC (2/12/2016 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (10/26/2012 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/25/1999)
RR
Alaska
(5/23/2022)
RR
Arizona
(9/9/1999)
RR
Arkansas
(11/20/2000)
IAR
Arkansas
(3/24/2009)
RR
California
(3/10/2008)
IAR
California
(3/11/2008)
RR
Colorado
(4/28/2006)
RR
Connecticut
(8/17/2015)
RR
Delaware
(6/12/2015)
RR
District of Columbia
(11/4/2015)
RR
Florida
(9/1/1999)
RR
Georgia
(10/14/1999)
IAR
Georgia
(7/30/2008)
RR
Hawaii
(7/22/2021)
RR
Idaho
(5/13/2019)
RR
Illinois
(1/28/2002)
RR
Indiana
(9/1/1999)
IAR
Indiana
(1/3/2008)
RR
Iowa
(5/21/2008)
RR
Kansas
(6/13/2008)
RR
Kentucky
(9/1/1999)
IAR
Kentucky
(2/13/2006)
RR
Louisiana
(2/5/2018)
RR
Maine
(3/7/2019)
RR
Maryland
(2/16/2018)
RR
Massachusetts
(11/28/2006)
RR
Michigan
(11/2/2012)
RR
Minnesota
(10/23/2006)
RR
Mississippi
(9/15/1999)
RR
Missouri
(11/10/1999)
IAR
Missouri
(2/26/2009)
RR
Montana
(3/18/2005)
RR
Nebraska
(11/10/2017)
RR
Nevada
(6/25/2001)
RR
New Hampshire
(2/23/2007)
RR
New Jersey
(3/23/2018)
RR
New Mexico
(4/6/2011)
RR
New York
(2/27/2003)
RR
North Carolina
(1/16/2003)
RR
North Dakota
(10/8/2019)
RR
Ohio
(9/2/1999)
RR
Oklahoma
(11/10/2017)
RR
Oregon
(3/13/2009)
RR
Pennsylvania
(1/22/2015)
RR
Rhode Island
(9/22/2015)
RR
South Carolina
(2/5/2007)
IAR
South Carolina
(8/26/2009)
RR
South Dakota
(5/31/2006)
RR
Tennessee
(9/3/1999)
IAR
Tennessee
(5/19/2006)
RR
Texas
(3/27/2007)
RR
Utah
(6/8/2001)
RR
Vermont
(5/23/2022)
RR
Virginia
(5/3/2002)
RR
Washington
(2/5/2018)
RR
West Virginia
(9/27/2018)
RR
Wisconsin
(1/12/2015)
RR
Wyoming
(10/1/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/15/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/21/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/15/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/22/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/14/2000
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/27/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SO
SILVER OAK SECURITIES, INCORPORATED
AMA FINANCIAL PARTNERS | ZOOK FINANCIAL | ZETTERGREN FINANCIAL GROUP | WINTEREGG AND ASSOCIATES | WILLIAM E. HOPKINS & ASSOCIATES, INC. | WICKER FINANCIAL GROUP | WEALTH COACH FINANCIAL | VISION401K LLC | VISION ASSET MANAGEMENT | TRUNORTH INVESTMENT MANAGEMENT | TRINITAS FINANCIAL PARTNERS | TALLGRASS WEALTH MANAGEMENT | STOLTZFUS FINANCIAL | SPIVEY FINANCIAL GROUP | SOUTHERN TRUST WEALTH MANAGEMENT | SOLID ROCK RETIREMENT STRATEGIES | SMART PLAN FINANCIAL | SILVER OAK SECURITIES, INCORPORATED | SILVER OAK SECURITIES, INC. | SILVER OAK SECURITIES INCORPORATED | SECURE RETIREMENT ADVISORS, LLC | SCHROCK FINANCIAL LLC | SCHMIDT WEALTH MANAGEMENT, LLC | RETIREMENT SECURITY GROUP | RAILEY FINANCIAL SERVICE | R. F. BISSER & ASSOCIATES FINANCIAL CONSULTANTS | PORTFOLIO IA | PLANNING LEGACIES FINANCIAL GROUP | PENSION PARTNERS | PEAK WEALTH ADVISORS | OLD TOWNE INVESTMENTS | NEW FINANCIAL CONCEPTS, INC. | MOSS WEALTH ADVISORS, LLC | MIDDLETON FINANCIAL | MEREDITH DEKKER FINANCIAL SERVICES LLC | MCKNIGHT ADVISORY GROUP, INC. | MAGNATE WEALTH | LOCKMUND FINANCIAL GROUP | LIFETIME FINANCIAL SOLUTIONS, INC. | LIFETIME FINANCIAL GROUP, INC. | LEON FINANCIAL GROUP | LEGACY GROUP PLANNING | LEDGEROCK ADVISORS, LLC | LAMON & WALLACE | L.P. FINANCIAL ADVISORS, INC. | JOHNSON BRUNNETTI | JOANNA SLADE, CLU®, CFP®, EA | JMS FINANCIAL SOLUTIONS, LLC | JAFFE WEALTH MANAGEMENT & CONSULTING INC. | INVITE WEALTH MANAGEMENT | HOLLIMAN GROUP | HEARN WEALTH MANAGEMENT | GRUCZ FINANCIAL | GARY W DORSEY AND ASSOCIATES | GARRISON INVESTMENT STRATEGIES | FOUNDATION FINANCIAL CONCEPTS, LLC | FORTUNE STRATEGIES LLC | FINANCIAL SERVICE ASSOCIATES | FINANCIAL RESOURCE ADVISORS | FAMILY WEALTH ADVISORY | F3 ADVISORS | EJC INSURANCE AND FINANCIAL | DREHER ADVISORY SERVICES | DEKKER FINANCIAL SERVICES | D & B ACCOUNTING & FINANCIAL GROUP, PLLC | CREECH WEALTH MANAGEMENT | CORNERSTONE FINANCIAL GROUP | CORAM DEO ADVISORS | COMPREHENSIVE FINANCIAL STRATEGIES, LLC | COKER WEALTH MANAGEMENT, LLC | CHANCERY FINANCIAL ADVISORS | CENTORBI FINANCIAL | CAROLINAS WEALTH MANAGEMENT | BROWN FINANCIAL SERVICES | BRICKEY WEALTH MANAGEMENT | BLAKE FINANCIAL | BLACK OAK ASSET MANAGEMENT | BIVEN FINANCIAL SERVICES | BIG ROCK WEALTH ADVISORS | BENNETT & BENNETT FINANCIAL, LLC | BENEFIT FINANCIAL SERVICES, LLC | BARONE FINANCIAL GROUP | B&H WEALTH | ASSET PLANNING SERVICES, INC. | ARMOR FINANCIAL, GROUP | ARBOR FINANCIAL ADVISORS | AMS FINANCIAL GROUP | AMERICAN CORNERSTONE GROUP, INC.

CRD#: 46947 / SEC#: 801-71178, 8-51601

RIA
Registered Investment Advisory firm - SEC (4/16/2010 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/17/2014 Terminated)
California
Registered Investment Advisory firm - SEC (3/3/2013 Terminated)
Colorado
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (10/15/2012 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)
Indiana
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (9/28/2012 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)
Missouri
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (2/11/2016 Terminated)
Ohio
Registered Investment Advisory firm - SEC (2/12/2016 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (10/26/2012 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
403 N. Parkway Ste. 101, Jackson, TN 38305
Mailing Address
403 N. Parkway Ste 101, Jackson, TN 38305
Phone number
(731) 668-3825
Established
Tennessee since 01/27/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
106

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (7/2/2025)

Direct owners and executive officers

NamePositionCRD#
HOPKINS, WILLIAM ELLISTON IIPRESIDENT, SECRETARY2582698
ALLEN III, GEORGE THOMASFINOP, CHIEF FINANCIAL OFFICER
WALLACE, ANDREW ROBERTSHAREHOLDER4367954
ROBERTS, WILLIAM MICHAELSHAREHOLDER
SHOBE, JERRY DEANSHAREHOLDER1422209
MELENDY, DAVID HUDSONVICE PRESIDENT ADVISORY SERVICES5115364
REUTHER, WILLIAM NOLANCHIEF COMPLIANCE OFFICER5539627

Regulatory assets under management

Total Number of Accounts13,411
AUM (Assets Under Management)$ 2,028,010,263

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947Jackson, TN 38305

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Contact information

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