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GC

George V. Colon

Some features on this profile are disabled
CRD#: 2582605
GC

Professional summary

George Victor Colon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

George is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, George had worked at 11 firms, which includes CONTINENTAL BROKER-DEALER CORP., PHD CAPITAL, WELLS FARGO CLEARING SERVICES LLC, FIRST UNION CAPITAL MARKETS CORP., J. B. HANAUER & CO., GKN SECURITIES CORP., SANDS BROTHERS & CO. LTD., H.J. MEYERS & CO. INC., STATE CAPITAL MARKETS CORPORATION, CHATFIELD DEAN & CO. INC., MAIDSTONE FINANCIAL INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 17, 2002 - November 25, 2002

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

February 4, 2002 - July 11, 2002

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

May 31, 2001 - August 29, 2001

PHD CAPITAL

BD
CRD#: 38785
NEW YORK, NY
Past

October 1, 1999 - April 10, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

May 14, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

May 8, 1998 - April 29, 1999

J. B. HANAUER & CO.

BD
CRD#: 6958
PARSIPPANY, NJ
Past

July 7, 1997 - November 17, 1997

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

April 23, 1997 - July 18, 1997

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

September 4, 1996 - February 6, 1997

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

June 14, 1996 - September 12, 1996

STATE CAPITAL MARKETS CORPORATION

BD
CRD#: 13685
NEW YORK, NY
Past

December 22, 1995 - February 28, 1996

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

July 10, 1995 - December 11, 1995

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/7/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/1995
General Securities Representative Examination

Current Firm

CB
CONTINENTAL BROKER-DEALER CORP.
ACTIVE TRADING NETWORK | OPTION TRADING NETWORK | GLOBAL FINANCIAL NETWORK | CONTINENTAL BROKER-DEALER CORP. | CONTINENTAL BROKER DEALER CORP.

CRD#: 14048 / SEC#: , 8-43159

BD
Terminated by SEC on 04/09/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/26/1982
Firm type
Corporation
Fiscal year end
October
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GREGORY M HASHO VOTING TRUSTGREGORY M HASHO VOTING TRUST
CHANDY, LIZY ELIZABETHASSISTANT DIRECTOR OF COMPLIANCE / CROP / SROP
HASHO, GREGORY MUMTAZSOLE BENEFICIARY OF THE GREGORY M. HASHO VOTING TRUST DATED 11/21/1995

Disclosures

Regulatory Event12
Arbitration15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

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