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TG

Tracy S. Griffin

AMERICANA PARTNERS
Houston, TX 77002
Some features on this profile are disabled
CRD#: 2582525
TG

Professional summary

Tracy Shannon Griffin, who also goes by Tracy Shannon Creekmore, Tracy Shannon Watt, is a registered financial advisor currently at AMERICANA PARTNERS, LLC located in Houston, Texas.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Tracy has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tracy Shannon Creekmore | Tracy Shannon Watt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Americana Partners. Investment Related. 811 Louisiana Street, Suite 2420, Houston TX 77002. RIA. Associate VP/Relationship Specialist. Start 4/2019. 160 hours per month, 136 during trading. Client Service. (2) Purshe Kaplan Sterling Investments; Investment Related; Houston, TX; Broker Dealer; Registered Rep; Start 05/2019; 20 hours/month; 1 hours during trading hours; Client Service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Shannon Griffin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2022 - Present

AMERICANA PARTNERS, LLC

Office #1: 811 Louisiana Street Suite 2420, Houston, TX 77002
RIA
CRD#: 301354
Houston, TX
Past

May 17, 2019 - October 5, 2023

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Houston, TX
Past

June 1, 2009 - May 6, 2019

MORGAN STANLEY

RIA
CRD#: 149777
HOUSTON, TX
Past

June 1, 2009 - May 6, 2019

MORGAN STANLEY

BD
CRD#: 149777
HOUSTON, TX
Past

July 11, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
HOUSTON, TX
Past

July 11, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
HOUSTON, TX
Past

March 12, 2008 - July 25, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
HOUSTON, TX
Past

November 6, 2003 - July 25, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
HOUSTON, TX
Past

August 25, 2003 - November 7, 2003

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

June 28, 2000 - April 9, 2002

TRADECAST SECURITIES, LTD.

BD
CRD#: 45501
HOUSTON, TX
Past

April 25, 1997 - June 28, 2000

PROTRADER SECURITIES L.P.

BD
CRD#: 35233
AUSTIN, TX
Past

February 1, 1996 - March 12, 1996

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX
Past

October 30, 1995 - February 13, 1996

MASTERSON MORELAND SAUER WHISMAN, INC.

BD
CRD#: 16815

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AMERICANA PARTNERS, LLC
AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA
Registered Investment Advisory firm - (4/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/18/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/17/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/1/2005
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 1/25/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/26/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/21/1997
General Securities Principal Examination

Current Firm

AP
AMERICANA PARTNERS, LLC
AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA
Registered Investment Advisory firm - (4/17/2019 Approved)
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Contact information

Main Address
811 Louisiana Street Suite 2420, Houston, TX 77002
Mailing Address
Phone number
(713) 429-5552
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AMERICANA PARTNERS, LLC (6/18/2025)

Regulatory assets under management

Total Number of Accounts5,931
AUM (Assets Under Management)$ 6,082,612,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICANA PARTNERS, LLC

CRD#: 301354Houston, TX 77002

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